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CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2018
Aug 3, 2018
30080_dirs_2018-08-03_b240aa57-f037-4a78-bc2b-4f00fde4b419.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2018-08-01
Reporting Person: Dykhouse Richard R (EVP/Gen Counsel/Corp Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-01 | Class A Common Stock | M | 3200 | $87.19 | Acquired | 6127.1 | Direct |
| 2018-08-01 | Class A Common Stock | F | 1974 | $304.99 | Disposed | 4153.1 | Direct |
| 2018-08-01 | Class A Common Stock | M | 1889 | $60.96 | Acquired | 6042.1 | Direct |
| 2018-08-01 | Class A Common Stock | F | 1014 | $304.99 | Disposed | 5028.1 | Direct |
| 2018-08-02 | Class A Common Stock | S | 2101 | $296.52 | Disposed | 2927.1 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-08-01 | Charter Options | $87.19 | M | 3200 | Disposed | 2023-02-20 | Class A Common Stock (3200) | Direct |
| 2018-08-01 | Charter Options | $60.96 | M | 1889 | Disposed | 2021-04-26 | Class A Common Stock (1889) | Direct |
Footnotes
F1: Pursuant to a 10b5-1 plan, exercise of a portion of vested stock options granted on 2/20/2013 .
F2: In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the exercise price and performance targets (divided by .9042) and the number of options (multiplied by .9042).
F3: Withholding of securities for the purpose of paying taxes from securities reported in Footnote #1.
F4: Pursuant to a 10b5-1 plan, exercise of a portion of vested stock options granted on 4/26/2011.
F5: Withholdings of securities for the purpose of paying taxes from securities reported in Footnote #4.
F6: Sold pursuant to a 10b5-1 plan.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $295.18 to $296.97, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.