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CHART INDUSTRIES INC — Director's Dealing 2023
Jan 5, 2023
30669_dirs_2023-01-05_c3e5c0ad-1d2c-4023-83fc-e3d6474a5bea.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CHART INDUSTRIES INC (GTLS)
CIK: 0000892553
Period of Report: 2023-01-03
Reporting Person: Belling Joseph A (Chief Commercial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-01-03 | Common stock, par value $0.01 per share | A | 820 | — | Acquired | 10186 | Direct |
| 2023-01-03 | Common stock, par value $0.01 per share | F | 143 | $114.93 | Disposed | 10043 | Direct |
| 2023-01-03 | Common stock, par value $0.01 per share | F | 304 | $114.93 | Disposed | 9739 | Direct |
| 2023-01-03 | Common stock, par value $0.01 per share | F | 71 | $114.93 | Disposed | 9668 | Direct |
| 2023-01-04 | Common stock, par value $0.01 per share | F | 90 | $119.19 | Disposed | 9578 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-01-03 | Stock Option (Right to Buy) | $114.93 | A | 1450 | Acquired | 2033-01-03 | Common Stock (1450.0) | Direct |
Footnotes
F1: These restricted share units were granted on January 3, 2023 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. Shares of Company common stock will be issued with respect to one-third (1/3) of the total number of shares on each of the first three anniversaries of the date of grant, subject to tax withholding requirements.
F2: The reporting person surrendered 143 shares to satisfy tax withholding liabilities in an exempt transaction under Rule 16b-3.
F3: The reporting person surrendered 304 shares to satisfy tax withholding liabilities in an exempt transaction under Rule 16b-3.
F4: The reporting person surrendered 71 shares to satisfy tax withholding liabilities in an exempt transaction under Rule 16b-3.
F5: The reporting person surrendered 90 shares to satisfy tax withholding liabilities in an exempt transaction under Rule 16b-3.
F6: These options were granted on January 3, 2023 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.