CHART INDUSTRIES INC — Director's Dealing 2023

Jan 5, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CHART INDUSTRIES INC (GTLS)
CIK: 0000892553
Period of Report: 2023-01-03

Reporting Person: Brinkman Joseph Robert (VP & Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-01-03	Common stock, par value $0.01 per share	A	850	—	Acquired	9341	Direct
2023-01-03	Common stock, par value $0.01 per share	F	77	$114.93	Disposed	9264	Direct
2023-01-03	Common stock, par value $0.01 per share	F	322	$114.93	Disposed	8942	Direct
2023-01-03	Common stock, par value $0.01 per share	F	50	$114.93	Disposed	8892	Direct
2023-01-04	Common stock, par value $0.01 per share	F	44	$119.19	Disposed	8848	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-01-03	Stock Option (Right to Buy)	$114.93	A	1500	Acquired	2033-01-03	Common Stock (1500.0)	Direct

Footnotes

F1: These restricted share units were granted on January 3, 2023 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. Shares of Company common stock will be issued with respect to one-third (1/3) of the total number of shares on each of the first three anniversaries of the date of grant, subject to tax withholding requirements.

F2: The reporting person surrendered 77 shares to satisfy tax withholding liabilities in an exempt transaction under Rule 16b-3.

F3: The reporting person surrendered 322 shares to satisfy tax withholding liabilities in an exempt transaction under Rule 16b-3.

F4: The reporting person surrendered 50 shares to satisfy tax withholding liabilities in an exempt transaction under Rule 16b-3.

F5: The reporting person surrendered 44 shares to satisfy tax withholding liabilities in an exempt transaction under Rule 16b-3.

F6: These options were granted on January 3, 2023 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.