CHART INDUSTRIES INC — Director's Dealing 2023

Jan 17, 2023

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: CHART INDUSTRIES INC (GTLS)
CIK: 0000892553
Period of Report: 2023-01-09

Reporting Person: Bostrom Brian Patrick (Chief Technology Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common stock, par value $0.01 per share	7620	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$153.81	2032-01-03	Common Stock (600.0)		Direct
Stock Option (Right to Buy)	$114.93	2033-01-03	Common Stock (600.0)		Direct

Footnotes

F1: Total includes 247 restricted stock units ("RSUs") granted on January 4, 2021, 141 RSUs granted on January 3, 2022, 600 RSUs granted on May 13, 2022, 3,800 RSUs granted on December 16, 2022, and 340 RSUs granted on January 3, 2023, pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in exempt transactions under Rule 16b-3. Shares of common stock will be issued with respect to one-third (1/3) of the total number of shares on each of the three anniversaries of the date of grant, subject to tax withholding requirements, except with regard to the RSUs granted on December 16, 2022, which vest in full on December 16, 2025 (the third anniversary of the date of grant).

F2: These options were granted on January 3, 2022 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. These options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.

F3: These options were granted on January 3, 2023 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. These options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.