CHART INDUSTRIES INC — Director's Dealing 2023

Jun 5, 2023

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: CHART INDUSTRIES INC (GTLS)
CIK: 0000892553
Period of Report: 2023-06-01

Reporting Person: Everett Stephanie Winn (Chief Accounting Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common stock, par value $0.01 per share	844	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$153.81	2032-01-03	Common stock, par value $0.01 per share (450)		Direct
Stock Option (Right to Buy)	$114.93	2033-01-03	Common stock, par value $0.01 per share (600)		Direct

Footnotes

F1: Total includes 570 restricted stock units ("RSUs") granted on January 4, 2021, 160 RSUs granted on January 3, 2022, and 220 RSUs granted on January 3, 2023 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in exempt transactions under Rule 16b-3. Shares of common stock will be issued with respect to one-third (1/3) of the total number of shares on each of the three anniversaries of the date of grant, subject to tax withholding requirements.

F2: These options were granted on January 3, 2022 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. These options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.

F3: These options were granted on January 3, 2023 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. These options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.