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CHART INDUSTRIES INC — Director's Dealing 2022
Jan 5, 2022
30669_dirs_2022-01-05_a9cd7353-38a2-426b-9b37-9a94bf19bc34.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CHART INDUSTRIES INC (GTLS)
CIK: 0000892553
Period of Report: 2022-01-03
Reporting Person: Catalano Robin M (VP & Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-01-03 | Common stock, par value $0.01 per share | A | 110 | — | Acquired | 290 | Direct |
| 2022-01-04 | Common stock, par value $0.01 per share | F | 21 | $155.35 | Disposed | 269 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-01-03 | Stock Option (Right to Buy) | $153.81 | A | 330 | Acquired | 2032-01-03 | Common Stock (330.0) | Direct |
Footnotes
F1: These restricted share units were granted on January 3, 2022 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. Shares of Company common stock will be issued with respect to one-third (1/3) of the total number of shares on each of the first three anniversaries of the date of grant, subject to tax withholding requirements.
F2: The reporting person surrendered 21 shares to satisfy tax withholding liabilities in an exempt transaction under Rule 16b-3.
F3: These options were granted on January 3, 2022 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.