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CHART INDUSTRIES INC — Director's Dealing 2022
Jan 5, 2022
30669_dirs_2022-01-05_142cb72e-2a16-46ec-a31a-226d5d561b69.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CHART INDUSTRIES INC (GTLS)
CIK: 0000892553
Period of Report: 2022-01-03
Reporting Person: Brinkman Joseph Robert (VP & Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-01-03 | Common stock, par value $0.01 per share | A | 380 | — | Acquired | 2731 | Direct |
| 2022-01-03 | Common stock, par value $0.01 per share | A | 4070 | — | Acquired | 6801 | Direct |
| 2022-01-04 | Common stock, par value $0.01 per share | F | 40 | $155.35 | Disposed | 6761 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-01-03 | Stock Option (Right to Buy) | $153.81 | A | 720 | Acquired | 2032-01-03 | Common Stock (720.0) | Direct |
Footnotes
F1: These restricted share units were granted on January 3, 2022 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. Shares of Company common stock will be issued with respect to one-third (1/3) of the total number of shares on each of the first three anniversaries of the date of grant, subject to tax withholding requirements.
F2: These restricted share units were granted on January 3, 2022 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. Shares of Company common stock will be issued with respect to one-fifth (1/5) of the total number of shares on each of the first five anniversaries of the date of grant, subject to tax withholding requirements.
F3: The reporting person surrendered 40 shares to satisfy tax withholding liabilities in an exempt transaction under Rule 16b-3.
F4: These options were granted on January 3, 2022 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.