CHART INDUSTRIES INC — Director's Dealing 2022

Jan 5, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CHART INDUSTRIES INC (GTLS)
CIK: 0000892553
Period of Report: 2022-01-03

Reporting Person: Ducote Douglas A Jr. (Chief Technology Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-01-03	Common stock, par value $0.01 per share	A	210	—	Acquired	6120	Direct
2022-01-03	Common stock, par value $0.01 per share	F	90	$153.81	Disposed	6030	Direct
2022-01-04	Common stock, par value $0.01 per share	F	35	$155.35	Disposed	5995	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-01-03	Stock Option (Right to Buy)	$153.81	A	400	Acquired	2032-01-03	Common Stock (400.0)	Direct

Footnotes

F1: These restricted share units were granted on January 3, 2022 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. Shares of Company common stock will be issued with respect to one-third (1/3) of the total number of shares on each of the first three anniversaries of the date of grant, subject to tax withholding requirements.

F2: The reporting person surrendered 90 shares to satisfy tax withholding liabilities in an exempt transaction under Rule 16b-3.

F3: The reporting person surrendered 35 shares to satisfy tax withholding liabilities in an exempt transaction under Rule 16b-3.

F4: These options were granted on January 3, 2022 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.