CHART INDUSTRIES INC — Director's Dealing 2021

May 21, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: CHART INDUSTRIES INC (GTLS)
CIK: 0000892553
Period of Report: 2021-05-12

Reporting Person: Belling Joseph A (Chief Commercial Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common stock, par value $0.01 per share	5073	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$65.95	2029-01-02	Common stock, par value $0.01 per share (1290.0)		Direct
Stock Option (Right to Buy)	$68.8	2030-01-02	Common stock, par value $0.01 per share (2390.0)		Direct
Stock Option (Right to Buy)	$118.41	2031-01-04	Common stock, par value $0.01 per share (1630.0)		Direct

Footnotes

F1: Total includes 204 restricted stock units ("RSUs") granted on January 2, 2019, 1,710 RSUs granted on May 21, 2019, 761 RSUs granted on January 2, 2020, 860 RSUs granted on January 4, 2021 and 760 RSUs granted on February 16, 2021 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in exempt transactions under Rule 16b-3. Shares of common stock will be issued with respect to one-third (1/3) of the total number of shares on each of the three anniversaries of the date of grant, subject to tax withholding requirements, except with regard to the May 21, 2019 and February 16, 2021 RSU grants, which vest in full on May 21, 2022 and February 16, 2024, respectively (for each, the third anniversary of the date of grant).

F2: These options were granted on January 2, 2019 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. These options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.

F3: These options were granted on January 2, 2020 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. These options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.

F4: These options were granted on January 4, 2021 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. These options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.