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CHART INDUSTRIES INC Director's Dealing 2021

Sep 9, 2021

30669_dirs_2021-09-09_b49ca0ba-d289-4240-ab9e-e5eabdc9c46d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CHART INDUSTRIES INC (GTLS)
CIK: 0000892553
Period of Report: 2021-09-08

Reporting Person: Ducote Douglas A Jr. (Chief Technology Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-09-08 Common stock, par value $0.01 per share M 2250 $55.93 Acquired 8261 Direct
2021-09-08 Common stock, par value $0.01 per share S 2250 $191.50 Disposed 6011 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-09-08 Stock Option (Right to Buy) $55.93 M 2250 Disposed 2022-01-03 Common stock, par value $0.01 per share (2250.0) Direct

Footnotes

F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $191.00 to $192.51, inclusive. The reporting person undertakes to provide to Chart Industries, Inc., any security holder of Chart Industries, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: These options were granted on January 3, 2012 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. These options were fully vested.