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CHART INDUSTRIES INC — Director's Dealing 2021
Sep 9, 2021
30669_dirs_2021-09-09_b49ca0ba-d289-4240-ab9e-e5eabdc9c46d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CHART INDUSTRIES INC (GTLS)
CIK: 0000892553
Period of Report: 2021-09-08
Reporting Person: Ducote Douglas A Jr. (Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-08 | Common stock, par value $0.01 per share | M | 2250 | $55.93 | Acquired | 8261 | Direct |
| 2021-09-08 | Common stock, par value $0.01 per share | S | 2250 | $191.50 | Disposed | 6011 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-08 | Stock Option (Right to Buy) | $55.93 | M | 2250 | Disposed | 2022-01-03 | Common stock, par value $0.01 per share (2250.0) | Direct |
Footnotes
F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $191.00 to $192.51, inclusive. The reporting person undertakes to provide to Chart Industries, Inc., any security holder of Chart Industries, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: These options were granted on January 3, 2012 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. These options were fully vested.