CHART INDUSTRIES INC — Director's Dealing 2021

Oct 12, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: CHART INDUSTRIES INC (GTLS)
CIK: 0000892553
Period of Report: 2021-10-01

Reporting Person: Brinkman Joseph Robert (VP & Chief Financial Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common stock, par value $0.01 per share	2483	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$48.39	2028-01-02	Common stock, par value $0.01 per share (548.0)		Direct
Stock Option (Right to Buy)	$65.95	2029-01-02	Common stock, par value $0.01 per share (815.0)		Direct
Stock Option (Right to Buy)	$68.8	2030-01-02	Common stock, par value $0.01 per share (1380.0)		Direct
Stock Option (Right to Buy)	$118.41	2031-01-04	Common stock, par value $0.01 per share (630.0)		Direct

Footnotes

F1: Total includes 171 restricted stock units ("RSUs") granted on January 2, 2019, 387 RSUs granted on January 2, 2020, and 1,540 RSUs granted on January 4, 2021 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in exempt transactions under Rule 16b-3. Shares of common stock will be issued with respect to one-third (1/3) of the total number of shares on each of the three anniversaries of the date of grant, subject to tax withholding requirements, except with regard to 1,210 RSUs in the January 4, 2021 RSU grant, which vest in full on January 4, 2024 (the third anniversary of the date of grant).

F2: These options were granted on January 2, 2018 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. These options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.

F3: These options were granted on January 2, 2019 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. These options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.

F4: These options were granted on January 2, 2020 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. These options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.

F5: These options were granted on January 4, 2021 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. These options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.