CHART INDUSTRIES INC — Director's Dealing 2020

Jan 6, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CHART INDUSTRIES INC (GTLS)
CIK: 0000892553
Period of Report: 2020-01-02

Reporting Person: Vinci Gerald F (VP & Chief Human Resources Ofc)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-01-02	Common stock, par value $0.01 per share	A	1970	—	Acquired	8675	Direct
2020-01-02	Common stock, par value $0.01 per share	F	443	$68.80	Disposed	8232	Direct
2020-01-03	Common stock, par value $0.01 per share	F	447	$67.40	Disposed	7785	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-01-02	Stock Option (Right to Buy)	$68.8	A	4150	Acquired	2030-01-02	Common Stock (4150.0)	Direct

Footnotes

F1: These restricted share units were granted on January 2, 2020 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. Shares of Company common stock will be issued with respect to one-third (1/3) of the total number of shares on each of the first three anniversaries of the date of grant, subject to tax withholding requirements.

F2: The reporting person surrendered 443 shares to satisfy tax withholding liabilities in an exempt transaction under Rule 16b-3.

F3: The reporting person surrendered 447 shares to satisfy tax withholding liabilities in an exempt transaction under Rule 16b-3.

F4: These options were granted on January 2, 2020 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.