CHART INDUSTRIES INC — Director's Dealing 2020

Nov 27, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CHART INDUSTRIES INC (GTLS)
CIK: 0000892553
Period of Report: 2020-11-24

Reporting Person: Vinci Gerald F (VP & Chief Human Resources Ofc)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-24	Common stock, par value $0.01 per share	M	2850	$36.93	Acquired	12376	Direct
2020-11-24	Common stock, par value $0.01 per share	S	2850	$106.66	Disposed	9526	Direct
2020-11-24	Common stock, par value $0.01 per share	S	1841	$106.62	Disposed	7685	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-11-24	Stock Option (Right to Buy)	$36.93	M	2850	Disposed	2027-01-03	Common Stock (2850.0)	Direct

Footnotes

F1: 711, 1,061 and 1,970 shares of the total amount beneficially owned were granted on January 2, 2018, January 2, 2019 and January 2, 2020, respectively, pursuant to restricted share unit agreements under the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3 and remain subject to restriction.

F2: These options were granted on January 3, 2017 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.

F3: The remaining unexercised total includes 11,180 options remaining from the January 3, 2017 option grant as well as options granted pursuant to the equity plans in years 2018 to 2020 that vest in equal increments over four years.