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CHART INDUSTRIES INC — Director's Dealing 2019
Jan 4, 2019
30669_dirs_2019-01-04_8c5faa6a-fa8b-410b-ac93-e04c5d4e6d60.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CHART INDUSTRIES INC (GTLS)
CIK: 0000892553
Period of Report: 2019-01-02
Reporting Person: Evanko Jillian C. (Director, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-01-02 | Common stock, par value $0.01 per share | A | 11590 | — | Acquired | 75525 | Direct |
| 2019-01-02 | Common stock, par value $0.01 per share | F | 566 | $65.95 | Disposed | 74959 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-01-02 | Stock Option (Right to Buy) | $65.95 | A | 24390 | Acquired | 2029-01-02 | Common Stock (24390.0) | Direct |
Footnotes
F1: These restricted share units were granted on January 2, 2019 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. Shares of Company common stock will be issued with respect to one-third (1/3) of the total number of shares on each of the first three anniversaries of the date of grant, subject to tax withholding requirements.
F2: The reporting person surrendered 566 shares to satisfy tax withholding liabilities in an exempt transaction under Rule 16b-3.
F3: These options were granted on January 2, 2019 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.