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CHART INDUSTRIES INC Director's Dealing 2019

Sep 6, 2019

30669_dirs_2019-09-06_64c820ca-9944-470d-9b3e-9e833560d45f.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: CHART INDUSTRIES INC (GTLS)
CIK: 0000892553
Period of Report: 2019-08-28

Reporting Person: Merkle Scott W (Chief Accounting Officer)

Holdings (Non-Derivative)

Security Shares Ownership
Common stock, par value $0.01 per share 1111 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $65.95 2029-01-02 Common Stock (660.0) Direct

Footnotes

F1: 801 and 310 shares of the total amount beneficially owned were granted on January 2, 2018 and January 2, 2019, respectively, pursuant to restricted share unit agreements under the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3 and remain subject to restriction.

F2: These options were granted on January 2, 2019 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.