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CHART INDUSTRIES INC — Director's Dealing 2019
Sep 6, 2019
30669_dirs_2019-09-06_64c820ca-9944-470d-9b3e-9e833560d45f.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CHART INDUSTRIES INC (GTLS)
CIK: 0000892553
Period of Report: 2019-08-28
Reporting Person: Merkle Scott W (Chief Accounting Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common stock, par value $0.01 per share | 1111 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $65.95 | 2029-01-02 | Common Stock (660.0) | Direct |
Footnotes
F1: 801 and 310 shares of the total amount beneficially owned were granted on January 2, 2018 and January 2, 2019, respectively, pursuant to restricted share unit agreements under the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3 and remain subject to restriction.
F2: These options were granted on January 2, 2019 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.