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CHART INDUSTRIES INC — Director's Dealing 2018
Jan 4, 2018
30669_dirs_2018-01-04_5e763515-9754-4dae-9911-75ccd89e7b83.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CHART INDUSTRIES INC (GTLS)
CIK: 0000892553
Period of Report: 2018-01-02
Reporting Person: Vinci Gerald F (VP & Chief Human Resources Ofc)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-01-02 | Common stock, par value $0.01 per share | A | 2130 | — | Acquired | 6320 | Direct |
| 2018-01-03 | Common stock, par value $0.01 per share | F | 540 | $50.99 | Disposed | 5780 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-01-02 | Stock Option (Right to Buy) | $48.39 | A | 7130 | Acquired | 2028-01-02 | Common Stock (7130.0) | Direct |
Footnotes
F1: These restricted share units were granted on January 2, 2018 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. Shares of Company common stock will be issued with respect to one-third (1/3) of the total number of shares on each of the first three anniversaries of the date of grant, subject to tax withholding requirements.
F2: The reporting person surrendered 540 shares subject to the restricted share unit award, to satisfy tax withholding liabilities associated with the award, in an exempt transaction under Rule 16b-3
F3: 2,130 and 2,794 shares of the total amount beneficially owned were granted on January 2, 2018 and January 3, 2017, respectively, pursuant to restricted share unit agreements under the Chart Industries, Inc. 2017 Omnibus Equity Plan and the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan, respectively, in an exempt transaction under Rule 16b-3 and remain subject to restriction.
F4: These options were granted on January 2, 2018 pursuant to the Chart Industries, Inc. 2017 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.