CHART INDUSTRIES INC — Director's Dealing 2017

Sep 1, 2017

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: CHART INDUSTRIES INC (GTLS)
CIK: 0000892553
Period of Report: 2017-08-23

Reporting Person: Vinci Gerald F (VP & Chief Human Resources Ofc)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common stock, par value $0.01 per share	4190	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$36.93	2027-01-03	Common Stock (14030.0)		Direct

Footnotes

F1: 4,190 shares beneficially owned were granted on January 3, 2017 pursuant to a restricted share unit award agreement under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. Shares of Company common stock will be issued in substantially equal increments on the first, second and third anniversaries of the date of grant, in each case subject to tax withholding requirements.

F2: These options were granted on January 3, 2017 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.