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CHART INDUSTRIES INC Director's Dealing 2015

Feb 18, 2015

30669_dirs_2015-02-18_dd167bcb-9772-47fa-a501-b7979b1aa42f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CHART INDUSTRIES INC (GTLS)
CIK: 0000892553
Period of Report: 2015-02-17

Reporting Person: Webster Kenneth J (Vice Pres., CAO and Controller)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-02-17 Common Stock, par value $0.01 per share A 925 $0.00 Acquired 8974 Direct
2015-02-17 Common Stock, par value $0.01 per share F 353 $31.77 Disposed 8621 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $17.03 2020-01-04 Common Stock (965) 965 Direct
Stock Option (Right to Buy) $36.45 2021-01-03 Common Stock (2590) 2590 Direct
Stock Option (Right to Buy) $55.93 2022-01-03 Common Stock (1520) 1520 Direct
Stock Option (Right to Buy) $68.21 2023-01-02 Common Stock (1310) 1310 Direct
Restricted Stock Unit $0.00 2016-01-02 Common Stock (780) 780 Direct
Stock Option (Right to Buy) $93.34 2024-01-02 Common Stock (1200) 1200 Direct
Restricted Stock Unit $0.00 2017-01-02 Common Stock (650) 650 Direct
Stock Option (Right to Buy) $34.27 2025-01-02 Common Stock (3950) 3950 Direct

Footnotes

F1: Represents performance units granted on January 3, 2012, under the Chart Industries, Inc. 2009 Omnibus Equity Plan, that have vested and are paid out in shares of common stock.

F2: 1,160 shares of the total amount beneficially owned were granted on January 2, 2015, pursuant to a Restricted Share Unit Agreement under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3 and remain subject to restriction.

F3: The reporting person surrendered 353 shares upon the vesting of performance units, to satisfy tax withholding liabilities, in an exempt transaction under Rule 16b-3.

F4: No transaction is being reported on this line. Reported on a previously filed Form 4 or Form 5.

F5: These options were granted on January 4, 2010 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.

F6: These options were granted on January 3, 2011 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.

F7: These options were granted on January 3, 2012 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.

F8: These options were granted on January 2, 2013 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.

F9: These LRSUs were granted on January 2, 2013 pursuant to a Leveraged Restricted Share Unit Agreement under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. Shares of Company common stock will be issued following the vesting of the LRSUs on the third anniversary of the date of grant. The minimum number of shares of Company common stock that will be issued at payment is 50% of the grant amount of LRSUs, and the maximum number of shares of Company common stock that will be issued at payment is 150% of the grant amount of LRSUs.

F10: These options were granted on January 2, 2014 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.

F11: These LRSUs were granted on January 2, 2014 pursuant to a Leveraged Restricted Share Unit Agreement under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. Shares of Company common stock will be issued following the vesting of the LRSUs on the third anniversary of the date of grant. The minimum number of shares of Company common stock that will be issued at payment is 50% of the grant amount of LRSUs, and the maximum number of shares of Company common stock that will be issued at payment is 150% of the grant amount of LRSUs.

F12: These options were granted on January 2, 2015 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.