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CHART INDUSTRIES INC — Director's Dealing 2011
Jul 19, 2011
30669_dirs_2011-07-19_ef8b2be2-b689-440d-b15c-c0e8e6564dfb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CHART INDUSTRIES INC (GTLS)
CIK: 0000892553
Period of Report: 2011-07-19
Reporting Person: BIEHL MICHAEL F (Executive VP, CFO & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-07-19 | Common Stock, par value $0.01 per share | S | 2050 | $60.00 | Disposed | 9044 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.01 per share | 29800 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $27.74 | 2017-08-02 | Common Stock (1525) | 1525 | Direct |
| Stock Option (Right to Buy) | $30.95 | 2018-01-02 | Common Stock (1625) | 1625 | Direct |
| Stock Option (Right to Buy) | $11.00 | 2019-01-02 | Common stock (4875) | 4875 | Direct |
| Stock Option (Right to Buy) | $17.03 | 2020-01-04 | Common Stock (8250) | 8250 | Direct |
| Stock Option (Right to Buy) | $36.45 | 2021-01-03 | Common Stock (7240) | 7240 | Direct |
Footnotes
F1: These securities were sold pursuant to a prearranged trading plan adopted on March 11, 2011, that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934. The reported sale represents the final transaction under such prearranged trading plan.
F2: No transaction is being reported on this line. Reported on a previously filed Form 4 or Form 5.
F3: The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the benficial owner of these securities for purposes of Section 16 or for any other purpose.
F4: These options were granted on August 2, 2007 pursuant to the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
F5: These options were granted on January 2, 2008 pursuant to the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
F6: These options were granted on January 2, 2009 pursuant to the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
F7: These options were granted on January 4, 2010 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
F8: These options were granted on January 3, 2011 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.