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CHART INDUSTRIES INC Director's Dealing 2011

Apr 13, 2011

30669_dirs_2011-04-13_2f338a0e-6d88-4a94-96d5-520258041704.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CHART INDUSTRIES INC (GTLS)
CIK: 0000892553
Period of Report: 2011-04-11

Reporting Person: THOMAS SAMUEL F (Director, Chairman, CEO and President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2011-04-11 Common Stock, par value $0.01 per share M 76300 $6.50 Acquired 231491 Direct
2011-04-11 Common Stock, par value $0.01 per share S 76300 $51.19 Disposed 155191 Direct
2011-04-12 Common Stock, par value $0.01 per share M 36700 $6.50 Acquired 191891 Direct
2011-04-12 Common Stock, par value $0.01 per share S 36700 $49.29 Disposed 155191 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2011-04-11 Stock Option (Right to Buy) $6.50 M 76300 Disposed 2015-11-23 Common Stock (76300) Direct
2011-04-12 Stock Option (Right to Buy) $6.50 M 36700 Disposed 2015-11-23 Common Stock (36700) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, par value $0.01 per share 11245 Indirect
Common Stock, par value $0.01 per share 130000 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $6.50 2015-11-23 Common Stock (356876) 356876 Direct
Stock Option (Right to Buy) $27.74 2017-08-02 Common Stock (18300) 18300 Direct
Stock Option (Right to Buy) $30.95 2018-01-02 Common Stock (18950) 18950 Direct
Stock Option (Right to Buy) $11.00 2019-01-02 Common stock (50000) 50000 Direct
Stock Option (Right to Buy) $17.03 2020-01-04 Common Stock (47170) 47170 Direct
Stock Option (Right to Buy) $36.45 2021-01-03 Common Stock (33070) 33070 Direct

Footnotes

F1: These securities were acquired pursuant to a prearranged trading plan adopted on March 10, 2011, that is intended to comply with Rule 10b5-1(c) under the Securities and Exchange Act of 1934.

F2: 28,947 and 12,990 shares of the total amount beneficially owned were granted on February 22, 2010 and January 3, 2011, respectively, pursuant to restricted stock award agreements under the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3 and remain subject to restriction. The restricted stock awards vest in equal installments on each of the first three anniversaries of the date of grant.

F3: These securities were sold pursuant to a prearranged trading plan adopted on March 10, 2011, that is intended to comply with Rule 10b5-1(c) under the Securities and Exchange Act of 1934.

F4: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $50.00 - $53.80. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F5: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $47.43 - $51.02. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F6: No transaction is being reported on this line. Reported on a previously filed Form 4 or Form 5.

F7: Held by trust for the benefit of the reporting person's daughter. The reporting person disclaims beneficial ownership of the shares held by the trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of the trust's shares for purposes of Section 16 or for any other purpose.

F8: These options were exercised pursuant to a prearranged trading plan adopted on March 10, 2011, that is intended to comply with Rule 10b5-1(c) under the Securities and Exchange Act of 1934.

F9: These options were granted on November 23, 2005 pursuant to the terms of the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest annually from the date of grant in equal installments over five years based on continued service.

F10: These options were granted on November 23, 2005 as performance options under the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3 and became fully vested on June 12, 2007.

F11: These options were granted on August 2, 2007 pursuant to the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.

F12: These options were granted on January 2, 2008 pursuant to the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.

F13: These options were granted on January 2, 2009 pursuant to the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.

F14: These options were granted on January 4, 2010 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.

F15: These options were granted on January 3, 2011 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.