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CHART INDUSTRIES INC — Director's Dealing 2010
Feb 24, 2010
30669_dirs_2010-02-24_e6cbab34-d59e-4b9a-a0e1-31d791e1eb51.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CHART INDUSTRIES INC (GTLS)
CIK: 0000892553
Period of Report: 2010-02-22
Reporting Person: Webster Kenneth J (CAO and Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-02-22 | Common Stock, par value $0.01 per share | A | 3260 | $0.00 | Acquired | 3260 | Direct |
| 2010-02-22 | Common Stock, par value $0.01 per share | A | 273 | $0.00 | Acquired | 3533 | Direct |
| 2010-02-22 | Common Stock, par value $0.01 per share | F | 105 | $17.94 | Disposed | 3428 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $27.74 | 2017-08-02 | Common Stock (1300) | 1300 | Direct |
| Stock Option (Right to Buy) | $30.95 | 2018-01-02 | Common Stock (2240) | 2240 | Direct |
| Stock Option (Right to Buy) | $11.00 | 2019-01-02 | Common stock (3360) | 3360 | Direct |
| Stock Option (Right to Buy) | $17.03 | 2020-01-04 | Common Stock (3860) | 3860 | Direct |
Footnotes
F1: These securities were granted on February 22, 2010 pursuant to a restricted stock award agreement under the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The restricted stock awards vest in equal installments on each of the first three anniversaries of the date of grant.
F2: Represents performance units granted on August 2, 2007 under the Chart Industries, Inc. 2005 Stock Incentive Plan that have vested and are paid out in shares of common stock.
F3: The reporting person surrendered 105 shares upon vesting of performance units, to satisfy tax withholding liabilities, in an exempt transaction under Rule 16b-3.
F4: No transaction is being reported on this line. Reported on a previously filed Form 4 or Form 5.
F5: These options were granted on August 2, 2007 pursuant to the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
F6: These options were granted on January 2, 2008 pursuant to the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
F7: These options were granted on January 2, 2009 pursuant to the Chart Industries, Inc. Amended and Restated 2005 Stock Incentive Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
F8: These options were granted on January 4, 2010 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.