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SCHWAB CHARLES CORP Director's Dealing 2026

Mar 4, 2026

10451_dirs_2026-03-03_90ffa9f5-5388-40e5-9da0-3e61455277bc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2026-03-01

Reporting Person: Woolway Paul V (MD, Chief Banking Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2026-03-01 Common Stock A 8156 Acquired 38022.4372 Indirect
2026-03-01 Common Stock F 2030 $90.305 Disposed 35992.4372 Indirect
2026-03-02 Common Stock M 15884 $52.05 Acquired 25153 Direct
2026-03-02 Common Stock S 7942 $94.23 Disposed 43934.4372 Indirect
2026-03-02 Common Stock S 7942 $96.0013 Disposed 35992.4372 Indirect
2026-03-03 Common Stock S 3626 $94.4144 Disposed 32366.4372 Indirect
2026-03-03 Common Stock S 2500 $94.8904 Disposed 29866.4372 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2026-03-02 Nonqualified Stock Option (right to buy) $52.05 M 15884 Disposed 2028-03-01 Common Stock (15884) Direct
2026-03-02 Nonqualified Stock Option (right to buy) $95.49 A 15189 Acquired 2036-03-02 Common Stock (15189) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 7500 Indirect
Common Stock 1536.624 Indirect
Common Stock 1536.624 Indirect

Footnotes

F1: Shares acquired on the vesting of performance-based restricted stock units ("PBRSUs") granted under the company's 2022 Stock Incentive Plan, reflecting the achievement by the reporting person of the performance goal over a three-year performance period ended December 31, 2025.

F2: The company withheld shares of common stock from the reporting person to pay the tax withholding obligations related to the vesting of the PBRSUs.

F3: Reflects the contribution of 15,884 shares received upon exercise of the options to a revocable trust.

F4: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on November 24, 2025.

F5: This transaction was executed in multiple trades at prices ranging from $96.00 to $96.01. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6: This transaction was executed in multiple trades at prices ranging from $93.7 to $94.695. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

F7: This transaction was executed in multiple trades at prices ranging from $94.72 to $95.07. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

F8: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.

F9: The option was granted under the company's 2022 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.