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SCHWAB CHARLES CORP — Director's Dealing 2026
Mar 4, 2026
10451_dirs_2026-03-03_90ffa9f5-5388-40e5-9da0-3e61455277bc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2026-03-01
Reporting Person: Woolway Paul V (MD, Chief Banking Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2026-03-01 | Common Stock | A | 8156 | — | Acquired | 38022.4372 | Indirect |
| 2026-03-01 | Common Stock | F | 2030 | $90.305 | Disposed | 35992.4372 | Indirect |
| 2026-03-02 | Common Stock | M | 15884 | $52.05 | Acquired | 25153 | Direct |
| 2026-03-02 | Common Stock | S | 7942 | $94.23 | Disposed | 43934.4372 | Indirect |
| 2026-03-02 | Common Stock | S | 7942 | $96.0013 | Disposed | 35992.4372 | Indirect |
| 2026-03-03 | Common Stock | S | 3626 | $94.4144 | Disposed | 32366.4372 | Indirect |
| 2026-03-03 | Common Stock | S | 2500 | $94.8904 | Disposed | 29866.4372 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2026-03-02 | Nonqualified Stock Option (right to buy) | $52.05 | M | 15884 | Disposed | 2028-03-01 | Common Stock (15884) | Direct |
| 2026-03-02 | Nonqualified Stock Option (right to buy) | $95.49 | A | 15189 | Acquired | 2036-03-02 | Common Stock (15189) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7500 | Indirect |
| Common Stock | 1536.624 | Indirect |
| Common Stock | 1536.624 | Indirect |
Footnotes
F1: Shares acquired on the vesting of performance-based restricted stock units ("PBRSUs") granted under the company's 2022 Stock Incentive Plan, reflecting the achievement by the reporting person of the performance goal over a three-year performance period ended December 31, 2025.
F2: The company withheld shares of common stock from the reporting person to pay the tax withholding obligations related to the vesting of the PBRSUs.
F3: Reflects the contribution of 15,884 shares received upon exercise of the options to a revocable trust.
F4: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on November 24, 2025.
F5: This transaction was executed in multiple trades at prices ranging from $96.00 to $96.01. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $93.7 to $94.695. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.
F7: This transaction was executed in multiple trades at prices ranging from $94.72 to $95.07. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.
F8: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.
F9: The option was granted under the company's 2022 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.