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SCHWAB CHARLES CORP — Director's Dealing 2026
Jan 23, 2026
10451_dirs_2026-01-23_25bda05a-29d4-4b49-86e2-ddce581418b8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2026-01-22
Reporting Person: Beatty Jonathan S (MD, Head of Advisor Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2026-01-22 | Common Stock | M | 2000 | $46.39 | Acquired | 33495 | Direct |
| 2026-01-22 | Common Stock | S | 2000 | $105.0017 | Disposed | 21768 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2026-01-22 | Nonqualified Stock Option (right to buy) | $46.39 | M | 2000 | Disposed | 2028-11-01 | Common Stock (2000) | Direct |
Footnotes
F1: Reflects the contribution of 2,000 shares received upon exercise of the option to a trust.
F2: Includes the contribution of 9,845 shares to a trust.
F3: The transaction was affected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2025.
F4: This transaction was executed in multiple trades at prices ranging from $105.00 to $105.005. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.
F5: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.