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SCHWAB CHARLES CORP — Director's Dealing 2026
Jan 28, 2026
10451_dirs_2026-01-28_37850eb2-936c-404e-b168-44afb8f549b1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2026-01-26
Reporting Person: Schwab Charles R. (Director, Co-Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2026-01-26 | Common Stock | M | 134895 | $26.39 | Acquired | 0 | Direct |
| 2026-01-26 | Common Stock | S | 134895 | $103.0864 | Disposed | 56119454 | Indirect |
| 2026-01-28 | Common Stock | M | 44962 | $26.39 | Acquired | 0 | Direct |
| 2026-01-28 | Common Stock | S | 44962 | $103.2003 | Disposed | 56119454 | Indirect |
| 2026-01-28 | Common Stock | S | 26475 | $103.2177 | Disposed | 56092979 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2026-01-26 | Nonqualified Stock Option (right to buy) | $26.39 | M | 134895 | Disposed | 2026-03-01 | Common Stock (134895) | Direct |
| 2026-01-28 | Nonqualified Stock Option (right to buy) | $26.39 | M | 44962 | Disposed | 2026-03-01 | Common Stock (44962) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 30641981 | Indirect |
| Common Stock | 44025 | Indirect |
| Common Stock | 9509797.33 | Indirect |
Footnotes
F1: Reflects the contribution of 134,895 shares received upon exercise of the option to a living trust.
F2: This transaction was executed in multiple trades at prices ranging from $102.77 to $103.49. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Reflects the contribution of 44,962 shares received upon exercise of the option to a living trust.
F4: This transaction was executed in multiple trades at prices ranging from $103.09 to $103.39. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $103.085 to $103.27. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.