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SCHWAB CHARLES CORP — Director's Dealing 2024
Feb 6, 2024
10451_dirs_2024-02-05_b9725e16-7d29-4465-a492-78a283051305.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2024-02-01
Reporting Person: HERRINGER FRANK C (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-02-01 | Common Stock | M | 10511 | $25.01 | Acquired | 7395 | Direct |
| 2024-02-01 | Common Stock | S | 7587 | $62.2482 | Disposed | 167206 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-02-01 | Nonqualified Stock Option (right to buy) | $25.01 | M | 10511 | Disposed | 2024-05-19 | Common Stock (10511) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 50625 | Indirect |
Footnotes
F1: Reflects the contribution of 10,511 shares received upon exercise of the option to a trust.
F2: The transaction was executed in multiple trades at prices ranging from $62.19 to $62.295. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: The option was granted under the company's 2013 Stock Incentive Plan and vested (i) 25% on May 19, 2015, (ii) 25% on May 19, 2016, and (iii) 50% on May 19, 2017.