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SCHWAB CHARLES CORP — Director's Dealing 2024
Mar 6, 2024
10451_dirs_2024-03-05_67107f00-9ce3-4593-9031-13add1bdae6e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2024-03-01
Reporting Person: Clark Bernard J. (MD Head of Advisor Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-03-01 | Common Stock | A | 80000 | — | Acquired | 80000 | Direct |
| 2024-03-04 | Common Stock | F | 31239 | $66.3562 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-03-01 | Nonqualified Stock Option (right to buy) | $66.47 | A | 64956 | Acquired | 2034-03-01 | Common Stock (64956) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 170426.9449 | Indirect |
| Common Stock | 3730.359 | Indirect |
| Common Stock | 670.496 | Indirect |
Footnotes
F1: Shares acquired on the vesting of performance-based restricted stock units ("PBRSUs") granted under the company's 2013 Stock Incentive Plan, reflecting the achievement by the reporting person of the performance goal over a three-year performance period ended December 31, 2023.
F2: The company withheld shares of common stock from the reporting person to pay the tax withholding obligations related to the vesting of the PBRSUs.
F3: Reflects the contribution of the shares acquired on the vesting of and withholding related to the PBRSUs to a trust.
F4: This information is based on a plan statement as of December 31, 2023.
F5: The option was granted under the company's 2022 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.