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SCHWAB CHARLES CORP Director's Dealing 2024

Mar 6, 2024

10451_dirs_2024-03-05_3f95d8d9-10d8-46e5-9be3-32241d7b2f0b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2024-03-01

Reporting Person: Bettinger Walter W (Director, Co-Chairman and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-03-01 Common Stock A 251296 Acquired 907797.022 Direct
2024-03-01 Common Stock F 105420 $66.3562 Disposed 802377.022 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2024-03-01 Nonqualified Stock Option (right to buy) $66.47 A 382400 Acquired 2034-03-01 Common Stock (382400) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 6527.385 Indirect
Common Stock 3681 Indirect
Common Stock 2506.5519 Indirect

Footnotes

F1: Shares acquired on the vesting of performance-based restricted stock units ("PBRSUs") granted under the company's 2013 Stock Incentive Plan, reflecting the achievement by the reporting person of the performance goal over a three-year performance period ended December 31, 2023.

F2: The company withheld shares of common stock from the reporting person to pay the tax withholding obligations related to the vesting of the PBRSUs.

F3: This information is based on a plan statement as of December 31, 2023.

F4: Includes 50.3467 shares acquired through dividend reinvestment..

F5: The option was granted under the company's 2022 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.