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SCHWAB CHARLES CORP — Director's Dealing 2024
Mar 26, 2024
10451_dirs_2024-03-25_1b372d3f-8fbc-4f4f-8d46-9819e7502935.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2024-03-21
Reporting Person: Murtagh Nigel J (Chief Risk Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-03-21 | Common Stock | M | 12948 | $26.39 | Acquired | 94394.2244 | Direct |
| 2024-03-21 | Common Stock | S | 12948 | $70.0252 | Disposed | 81446.2244 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-03-21 | Nonqualified Stock Option (right to buy) | $26.39 | M | 12948 | Disposed | 2026-03-01 | Common Stock (12948) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1800 | Indirect |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on November 24, 2023.
F2: The transaction was executed in multiple trades at prices ranging from $70.00 to $70.125. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected.
F3: This option was granted under the company's 2013 Stock Incentive Plan and vested in four annual installments beginning on March 1, 2017.