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SCHWAB CHARLES CORP Director's Dealing 2024

Mar 26, 2024

10451_dirs_2024-03-25_1b372d3f-8fbc-4f4f-8d46-9819e7502935.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2024-03-21

Reporting Person: Murtagh Nigel J (Chief Risk Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-03-21 Common Stock M 12948 $26.39 Acquired 94394.2244 Direct
2024-03-21 Common Stock S 12948 $70.0252 Disposed 81446.2244 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2024-03-21 Nonqualified Stock Option (right to buy) $26.39 M 12948 Disposed 2026-03-01 Common Stock (12948) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1800 Indirect

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on November 24, 2023.

F2: The transaction was executed in multiple trades at prices ranging from $70.00 to $70.125. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected.

F3: This option was granted under the company's 2013 Stock Incentive Plan and vested in four annual installments beginning on March 1, 2017.