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SCHWAB CHARLES CORP — Director's Dealing 2024
Apr 19, 2024
10451_dirs_2024-04-18_01fbd5c3-a1ca-490a-bd6b-b2b8a6f449b9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2024-04-16
Reporting Person: Crawford Peter B. (CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-04-16 | Common Stock | S | 6114 | $71.0198 | Disposed | 60567 | Indirect |
| 2024-04-18 | Common Stock | M | 5482 | $28.44 | Acquired | 0 | Direct |
| 2024-04-18 | Common Stock | S | 5482 | $73.46 | Disposed | 60567 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-04-18 | Nonqualified Stock Option (right to buy) | $28.44 | M | 5482 | Disposed | 2024-11-03 | Common Stock (5482) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $71.005 to $71.05. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: Reflects the contribution of 5,482 shares received upon exercise of the option to a trust.
F3: The option was granted under the company's 2013 Stock Incentive Plan and vested in four annual installments beginning on November 3, 2015.