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SCHWAB CHARLES CORP — Director's Dealing 2024
Apr 19, 2024
10451_dirs_2024-04-18_6c2015ea-26dc-4253-a713-6a8dfd23fe75.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2024-04-16
Reporting Person: SARIN ARUN (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-04-16 | Common Stock | M | 5011 | $25.01 | Acquired | 7395 | Direct |
| 2024-04-16 | Common Stock | S | 5011 | $71.1079 | Disposed | 18617 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-04-16 | Nonqualified Stock Option (right to buy) | $25.01 | M | 5011 | Disposed | 2024-05-19 | Common Stock (5011) | Direct |
Footnotes
F1: Reflects the contribution of 5,011 shares received upon exercise of the option to a family trust.
F2: The transaction was executed in multiple trades at prices ranging from $71.09 to $71.145. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected.
F3: The option was granted under the company's 2013 Stock Incentive Plan and vested 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.