SCHWAB CHARLES CORP — Director's Dealing 2024

Apr 23, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2024-04-18

Reporting Person: Schwab-Pomerantz Carolyn (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-04-18	Common Stock	M	7482	$28.44	Acquired	6353	Direct
2024-04-18	Common Stock	S	7482	$73.4653	Disposed	1719398.6599	Indirect
2024-04-19	Common Stock	S	5400	$73.1671	Disposed	1713998.6599	Indirect
2024-04-19	Common Stock	S	3600	$73.1572	Disposed	577857	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2024-04-18	Nonqualified Stock Option (right to buy)	$28.44	M	7482	Disposed	2024-11-03	Common Stock (7482)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2798	Indirect

Footnotes

F1: Reflects the contribution of 7,482 shares received upon exercise of the option to a revocable trust.

F2: The transaction was executed in multiple trades at prices ranging from $73.2701 to $73.585. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected.

F3: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2023.

F4: The transaction was executed in multiple trades at prices ranging from $72.88 to $73.42. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected.

F5: The transaction was executed in multiple trades at prices ranging from $72.88 to $73.41. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected.

F6: The option was granted under the company's 2013 Stock Incentive Plan and vested in four annual installments beginning on November 3, 2015.