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SCHWAB CHARLES CORP — Director's Dealing 2024
Apr 26, 2024
10451_dirs_2024-04-26_5a366e95-1087-47eb-af5a-d98d9fa09a4a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2024-04-24
Reporting Person: Crawford Peter B. (CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-04-24 | Common Stock | M | 5481 | $28.44 | Acquired | 0 | Direct |
| 2024-04-24 | Common Stock | S | 5481 | $75.5072 | Disposed | 60567 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-04-24 | Nonqualified Stock Option (right to buy) | $28.44 | M | 5481 | Disposed | 2024-11-03 | Common Stock (5481) | Direct |
Footnotes
F1: Reflects the contribution of 5,481 shares received upon exercise of the option to a trust.
F2: The transaction was executed in multiple trades at prices ranging from $75.50 to $75.54. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: The option was granted under the company's 2013 Stock Incentive Plan and vested in four annual installments beginning on November 3, 2015.