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SCHWAB CHARLES CORP — Director's Dealing 2024
May 31, 2024
10451_dirs_2024-05-30_980cf495-9da1-43b8-ba6f-543a433c5673.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2024-05-28
Reporting Person: Clark Bernard J. (MD Head of Advisor Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-05-28 | Common Stock | M | 28670 | $42.99 | Acquired | 0 | Direct |
| 2024-05-28 | Common Stock | S | 74615 | $70.9069 | Disposed | 124481.9449 | Indirect |
| 2024-05-28 | Common Stock | S | 2816 | $71.8849 | Disposed | 121665.9449 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-05-28 | Nonqualified Stock Option (right to buy) | $42.99 | M | 28670 | Disposed | 2027-03-01 | Common Stock (28670) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3739.719 | Indirect |
| Common Stock | 673.464 | Indirect |
Footnotes
F1: Reflects the contribution of 28,670 shares received upon exercise of the option to a trust.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on February 27, 2024.
F3: This transaction was executed in multiple trades at prices ranging from $70.56 to $71.56. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $71.57 to $72.09. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This information is based on a plan statement as of March 31, 2024.
F6: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.