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SCHWAB CHARLES CORP Director's Dealing 2024

Jun 15, 2024

10451_dirs_2024-06-14_5efecf51-2b57-4be4-afdb-da0c64d7591b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2024-06-12

Reporting Person: Clark Bernard J. (MD Head of Advisor Services)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-06-12 Common Stock M 8164 $52.05 Acquired 0 Direct
2024-06-12 Common Stock S 8164 $75 Disposed 121665.9449 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2024-06-12 Nonqualified Stock Option (right to buy) $52.05 M 8164 Disposed 2028-03-01 Common Stock (8164) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 3739.719 Indirect
Common Stock 673.464 Indirect

Footnotes

F1: Reflects the contribution of 8,164 shares received upon exercise of the option to a trust.

F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2024.

F3: This information is based on a plan statement as of March 31, 2024.

F4: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.