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SCHWAB CHARLES CORP — Director's Dealing 2024
Jul 15, 2024
10451_dirs_2024-07-15_bd9bd915-79ad-4e46-ae74-3c23bf981ac0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2024-07-11
Reporting Person: Beatty Jonathan S (MD, Head of Advisor Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-07-11 | Common Stock | M | 780 | $44.24 | Acquired | 36981 | Direct |
| 2024-07-11 | Common Stock | S | 780 | $75.0026 | Disposed | 18069 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-07-11 | Nonqualified Stock Option (right to buy) | $44.24 | M | 780 | Disposed | 2027-11-01 | Common Stock (780) | Direct |
Footnotes
F1: Reflects the contribution of 780 shares received upon exercise of the option to a trust.
F2: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2024.
F3: The transaction was executed in multiple trades at prices ranging from $75.00 to $75.02. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected.
F4: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.