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SCHWAB CHARLES CORP — Director's Dealing 2024
Aug 2, 2024
10451_dirs_2024-08-02_7cb453b3-4729-4f5e-a6a4-b21826bdb9a8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2024-07-31
Reporting Person: Schwab Charles R. (Director, Co-Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-07-31 | Common Stock | M | 67386 | $27.45 | Acquired | 0 | Direct |
| 2024-07-31 | Common Stock | S | 67386 | $65.1114 | Disposed | 60619371 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-07-31 | Nonqualified Stock Option (right to buy) | $27.45 | M | 67386 | Disposed | 2024-08-01 | Common Stock (67386) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 30641981 | Indirect |
| Common Stock | 44025 | Indirect |
| Common Stock | 7372842.33 | Indirect |
Footnotes
F1: Reflects the contribution of 67,386 shares received upon exercise of the option to a living trust.
F2: The transaction was executed in multiple trades at prices ranging from $64.91 to $65.26. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected.
F3: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.