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SCHWAB CHARLES CORP Director's Dealing 2024

Nov 21, 2024

10451_dirs_2024-11-20_faad1e1c-f5b0-4f28-a9d2-6ef09d8e4f53.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2024-11-18

Reporting Person: DODDS CHRISTOPHER V (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-11-18 Common Stock M 4992 $33.40 Acquired 9204 Direct
2024-11-18 Common Stock M 4292 $43.21 Acquired 9204 Direct
2024-11-18 Common Stock S 9284 $81.4284 Disposed 442807 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2024-11-18 Nonqualified Stock Option (right to buy) $33.40 M 4992 Acquired 2030-05-14 Common Stock (4992) Direct
2024-11-18 Nonqualified Stock Option (right to buy) $43.21 M 4292 Acquired 2029-05-17 Common Stock (4292) Direct

Footnotes

F1: Reflects the contribution of 4,992 shares received upon exercise of the option to a revocable trust.

F2: Reflects the contribution of 4,292 shares received upon exercise of the option to a revocable trust.

F3: This transaction was executed in multiple trades at prices ranging from $81.375 to $81.485. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: Reflects the contribution of 9,284 shares received upon exercise of the options to a revocable trust.

F5: The option was granted under the company's 2013 Stock Incentive Plan and vested 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.