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SCHWAB CHARLES CORP — Director's Dealing 2024
Nov 21, 2024
10451_dirs_2024-11-20_faad1e1c-f5b0-4f28-a9d2-6ef09d8e4f53.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2024-11-18
Reporting Person: DODDS CHRISTOPHER V (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-11-18 | Common Stock | M | 4992 | $33.40 | Acquired | 9204 | Direct |
| 2024-11-18 | Common Stock | M | 4292 | $43.21 | Acquired | 9204 | Direct |
| 2024-11-18 | Common Stock | S | 9284 | $81.4284 | Disposed | 442807 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-11-18 | Nonqualified Stock Option (right to buy) | $33.40 | M | 4992 | Acquired | 2030-05-14 | Common Stock (4992) | Direct |
| 2024-11-18 | Nonqualified Stock Option (right to buy) | $43.21 | M | 4292 | Acquired | 2029-05-17 | Common Stock (4292) | Direct |
Footnotes
F1: Reflects the contribution of 4,992 shares received upon exercise of the option to a revocable trust.
F2: Reflects the contribution of 4,292 shares received upon exercise of the option to a revocable trust.
F3: This transaction was executed in multiple trades at prices ranging from $81.375 to $81.485. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: Reflects the contribution of 9,284 shares received upon exercise of the options to a revocable trust.
F5: The option was granted under the company's 2013 Stock Incentive Plan and vested 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.