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SCHWAB CHARLES CORP Director's Dealing 2024

Nov 28, 2024

10451_dirs_2024-11-27_8497673c-0599-4208-a586-2ed598633f7e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2024-11-25

Reporting Person: Beatty Jonathan S (MD, Head of Advisor Services)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-11-25 Common Stock M 2300 $44.24 Acquired 36981 Direct
2024-11-25 Common Stock S 2300 $82.0101 Disposed 18069 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2024-11-25 Nonqualified Stock Option (right to buy) $44.24 M 2300 Disposed 2027-11-01 Common Stock (2300) Direct

Footnotes

F1: Reflects the contribution of 2,300 shares received upon exercise of the option to a trust.

F2: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2024.

F3: This transaction was executed in multiple trades at prices ranging from $82.00 to $82.04. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.