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SCHWAB CHARLES CORP — Director's Dealing 2024
Dec 20, 2024
10451_dirs_2024-12-19_18785a7e-a32f-4d4f-b887-ebd999a56234.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2024-12-18
Reporting Person: Ellis Stephen A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-12-18 | Common Stock | M | 1997 | $30.22 | Acquired | 7301 | Direct |
| 2024-12-18 | Common Stock | M | 2005 | $29.93 | Acquired | 7301 | Direct |
| 2024-12-18 | Common Stock | M | 8548 | $31.21 | Acquired | 7301 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-12-18 | Nonqualified Stock Option (right to buy) | $30.22 | M | 1997 | Disposed | 2025-01-02 | Common Stock (1997) | Direct |
| 2024-12-18 | Nonqualified Stock Option (right to buy) | $29.93 | M | 2005 | Disposed | 2025-04-01 | Common Stock (2005) | Direct |
| 2024-12-18 | Nonqualified Stock Option (right to buy) | $31.21 | M | 8548 | Disposed | 2025-05-15 | Common Stock (8548) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 88853.2793 | Indirect |
Footnotes
F1: Reflects the contribution of 1,997 shares received upon exercise of the option to a revocable trust.
F2: Reflects the contribution of 2,005 shares received upon exercise of the option to a revocable trust.
F3: Reflects the contribution of 8,548 shares received upon exercise of the option to a revocable trust.
F4: Includes 341.0164 shares acquired through dividend reinvestment.
F5: The option was received pursuant to the Directors' Deferred Compensation Plan II and vested immediately.
F6: The option was granted under the company's 2013 Stock Incentive Plan and vested 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.