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SCHWAB CHARLES CORP Director's Dealing 2023

Jan 20, 2023

10451_dirs_2023-01-20_fc11dabe-d9f9-4f63-bb0c-cf3c07029c01.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2023-01-18

Reporting Person: Craig Jonathan M. (Please see remarks)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-01-18 Common Stock M 51144 $30.17 Acquired 0 Direct
2023-01-18 Common Stock S 39985 $80.1488 Disposed 11159 Indirect
2023-01-18 Common Stock S 11159 $80.8258 Disposed 0 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-01-18 Nonqualified Stock Option (right to buy) $30.17 M 51144 Disposed 2025-03-02 Common Stock (51144) Direct

Footnotes

F1: Reflects the contribution of the shares received upon exercise of the option to a revocable living trust.

F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2022.

F3: This transaction was executed in multiple trades at prices ranging from $79.59 to $80.50. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: This transaction was executed in multiple trades at prices ranging from $80.51 to $81.50. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.