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SCHWAB CHARLES CORP — Director's Dealing 2023
Jan 20, 2023
10451_dirs_2023-01-20_fc11dabe-d9f9-4f63-bb0c-cf3c07029c01.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2023-01-18
Reporting Person: Craig Jonathan M. (Please see remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-01-18 | Common Stock | M | 51144 | $30.17 | Acquired | 0 | Direct |
| 2023-01-18 | Common Stock | S | 39985 | $80.1488 | Disposed | 11159 | Indirect |
| 2023-01-18 | Common Stock | S | 11159 | $80.8258 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-01-18 | Nonqualified Stock Option (right to buy) | $30.17 | M | 51144 | Disposed | 2025-03-02 | Common Stock (51144) | Direct |
Footnotes
F1: Reflects the contribution of the shares received upon exercise of the option to a revocable living trust.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2022.
F3: This transaction was executed in multiple trades at prices ranging from $79.59 to $80.50. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $80.51 to $81.50. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.