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SCHWAB CHARLES CORP Director's Dealing 2023

Feb 2, 2023

10451_dirs_2023-02-02_6bfa885b-7de1-4eaa-80cc-690470fb6489.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2023-02-01

Reporting Person: Schwab Charles R. (Director, Co-Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-02-01 Common Stock M 121066 $16.40 Acquired 0 Direct
2023-02-01 Common Stock S 121066 $77.8431 Disposed 60223399 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-02-01 Nonqualified Stock Option (right to buy) $16.40 M 121066 Disposed 2023-03-01 Common Stock (121066) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 31111456 Indirect
Common Stock 44025 Indirect
Common Stock 9216012.33 Indirect

Footnotes

F1: Reflects the contribution of the shares received upon exercise of the option to a living trust.

F2: This transaction was executed in multiple trades at prices ranging from $77.50 to $78.155. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: The option was granted under the company???s 2004 Stock Incentive Plan and vested in four equal annual installments beginning on March 1, 2014.