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SCHWAB CHARLES CORP — Director's Dealing 2023
Feb 2, 2023
10451_dirs_2023-02-02_6bfa885b-7de1-4eaa-80cc-690470fb6489.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2023-02-01
Reporting Person: Schwab Charles R. (Director, Co-Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-01 | Common Stock | M | 121066 | $16.40 | Acquired | 0 | Direct |
| 2023-02-01 | Common Stock | S | 121066 | $77.8431 | Disposed | 60223399 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-01 | Nonqualified Stock Option (right to buy) | $16.40 | M | 121066 | Disposed | 2023-03-01 | Common Stock (121066) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 31111456 | Indirect |
| Common Stock | 44025 | Indirect |
| Common Stock | 9216012.33 | Indirect |
Footnotes
F1: Reflects the contribution of the shares received upon exercise of the option to a living trust.
F2: This transaction was executed in multiple trades at prices ranging from $77.50 to $78.155. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: The option was granted under the company???s 2004 Stock Incentive Plan and vested in four equal annual installments beginning on March 1, 2014.