SCHWAB CHARLES CORP — Director's Dealing 2023

Feb 9, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2023-02-06

Reporting Person: SNEED PAULA A (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-02-06	Common Stock	M	7165	$39.33	Acquired	12064	Direct
2023-02-06	Common Stock	M	5139	$59.32	Acquired	17203	Direct
2023-02-06	Common Stock	M	8584	$43.21	Acquired	25787	Direct
2023-02-06	Common Stock	G	20888	—	Disposed	4899	Direct
2023-02-06	Common Stock	G	20888	—	Acquired	137611.1605	Indirect
2023-02-06	Common Stock	S	20888	$80.0007	Disposed	116723.1605	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-02-06	Nonqualified Stock Option (right to buy)	$39.33	M	7165	Disposed	2027-05-18	Common Stock (7165)	Direct
2023-02-06	Nonqualified Stock Option (right to buy)	$59.32	M	5139	Disposed	2028-05-17	Common Stock (5139)	Direct
2023-02-06	Nonqualified Stock Option (right to buy)	$43.21	M	8584	Disposed	2029-05-17	Common Stock (8584)	Direct

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $80.00 to $80.005. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: The option was granted under the company's 2013 Stock Incentive Plan and vested (i) 25% on May 18, 2018, (ii) 25% on May 18, 2019, and (iii) 50% on May 18, 2020.

F3: The option was granted under the company's 2013 Stock Incentive Plan and vested (i) 25% on May 17, 2019, (ii) 25% on May 17, 2020, and (iii) 50% on May 17, 2021.

F4: The option was granted under the company's 2013 Stock Incentive Plan and vested (i) 25% on May 17, 2020, (ii) 25% on May 17, 2021, and (iii) 50% on May 17, 2022.