SCHWAB CHARLES CORP — Director's Dealing 2023

Feb 17, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2023-02-14

Reporting Person: HERRINGER FRANK C (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-02-14	Common Stock	M	14345	$19.21	Acquired	19244	Direct
2023-02-14	Common Stock	G	14345	—	Disposed	4899	Direct
2023-02-14	Common Stock	G	14345	—	Acquired	166165	Indirect
2023-02-14	Common Stock	S	9139	$80.8678	Disposed	157026	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-02-14	Nonqualified Stock Option (right to buy)	$19.21	M	14345	Disposed	2023-05-20	Common Stock (14345)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	50625	Indirect

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $80.80 to $80.945. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: The option was granted under the company's 2013 Stock Incentive Plan and vested (i) 25% on May 20, 2014, (ii) 25% on May 20, 2015, and (iii) 50% on May 20, 2016.