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SCHWAB CHARLES CORP — Director's Dealing 2023
Mar 7, 2023
10451_dirs_2023-03-06_b4c5d011-5119-44f5-9887-0bafed843ffb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2023-03-01
Reporting Person: Schwab-Pomerantz Carolyn (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-01 | Common Stock | A | 3107 | — | Acquired | 10890 | Direct |
| 2023-03-01 | Common Stock | F | 489 | $77.245 | Disposed | 10401 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1733582.6599 | Indirect |
| Common Stock | 596456 | Indirect |
| Common Stock | 2798 | Indirect |
| Common Stock | 1464.574 | Indirect |
| Common Stock | 8041.817 | Indirect |
Footnotes
F1: The reported transaction constitutes a grant of restricted stock units ("RSUs"), which was granted under the company's 2022 Stock Incentive Plan and vests in four equal installments beginning on the first anniversary of the grant date.
F2: The company withheld shares of common stock from the reporting person to pay the tax withholding obligations related to the vesting of RSUs.
F3: Excludes 270 shares that were inadvertently over-reported in the Form 4 filed on November 3, 2022.
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