SCHWAB CHARLES CORP — Director's Dealing 2023

Mar 7, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2023-03-02

Reporting Person: Craig Jonathan M. (Please see remarks)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-03-02	Common Stock	A	68758	—	Acquired	68758	Direct
2023-03-02	Common Stock	F	34091	$76.4625	Disposed	0	Direct
2023-03-06	Common Stock	S	34667	$76.3331	Disposed	11159	Indirect

Footnotes

F1: Shares acquired on the vesting of performance-based restricted stock units ("PBRSUs") granted under the company's 2013 Stock Incentive Plan, reflecting the achievement by the reporting person of the performance goal over a three-year performance period ended December 31, 2022.

F2: The company withheld shares of common stock from the reporting person to pay the tax withholding obligations related to the vesting of the PBRSUs.

F3: Reflects the contribution of the shares acquired on the vesting of and withholding related to the PBRSUs to a revocable living trust.

F4: The sales reflected in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2022.

F5: This transaction was executed in multiple trades at prices ranging from $75.94 to $76.70. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.