AI assistant
SCHWAB CHARLES CORP — Director's Dealing 2023
Mar 7, 2023
10451_dirs_2023-03-06_a8c87431-c709-4917-8e91-d20cd2a238d7.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2023-03-02
Reporting Person: Schwab Charles R. (Director, Co-Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-02 | Common Stock | A | 111730 | — | Acquired | 111730 | Direct |
| 2023-03-02 | Common Stock | F | 45871 | $76.4625 | Disposed | 0 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 59939193 | Indirect |
| Common Stock | 30731256 | Indirect |
| Common Stock | 44025 | Indirect |
| Common Stock | 9216012.33 | Indirect |
Footnotes
F1: Shares acquired on the vesting of performance-based restricted stock units ("PBRSUs") granted under the company's 2013 Stock Incentive Plan, reflecting the achievement by the reporting person of the performance goal over a three-year performance period ended December 31, 2022.
F2: The company withheld shares of common stock from the reporting person to pay the tax withholding obligations related to the vesting of the PBRSUs.
F3: Reflects the contribution of the shares acquired on the vesting of and withholding related to the PBRSUs to a living trust.