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SCHWAB CHARLES CORP — Director's Dealing 2023
May 25, 2023
10451_dirs_2023-05-24_925fccb1-f6bc-4ce8-82b3-983a1751a591.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2023-05-22
Reporting Person: Ruffel Charles A. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-22 | Common Stock | A | 2496 | — | Acquired | 14607.9339 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-05-22 | Nonqualified Stock Option (right to buy) | $51.97 | A | 5464 | Acquired | 2033-05-22 | Common Stock (5464) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2541.6166 | Indirect |
| Common Stock | 9312.5936 | Indirect |
Footnotes
F1: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.
F2: Includes 38.7737 shares acquired through dividend reinvestment.
F3: Includes 7.9546 shares acquired through dividend reinvestment.
F4: Includes 29.1456 shares acquired through dividend reinvestment.
F5: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.