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SCHWAB CHARLES CORP — Director's Dealing 2023
Sep 20, 2023
10451_dirs_2023-09-20_d87a6782-eb84-49e6-86c2-ae4645e2c93f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2023-09-18
Reporting Person: Crawford Peter B. (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-09-18 | Common Stock | M | 3792 | $23.12 | Acquired | 0 | Direct |
| 2023-09-18 | Common Stock | S | 3792 | $57.3064 | Disposed | 44725 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-09-18 | Nonqualified Stock Option (right to buy) | $23.12 | M | 3792 | Disposed | 2023-11-01 | Common Stock (3792) | Direct |
Footnotes
F1: Reflects the contribution of 3,792 shares received upon exercise of the option to a trust.
F2: The transaction was executed in multiple trades at prices ranging from $57.00 to $58.01. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: The option was granted under the company's 2013 Stock Incentive Plan and vested in four annual installments beginning on November 1, 2014.