SCHWAB CHARLES CORP — Director's Dealing 2023

Jul 27, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2023-07-24

Reporting Person: Schwab Charles R. (Director, Co-Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-07-24	Common Stock	M	72047	$23.12	Acquired	0	Direct
2023-07-24	Common Stock	S	72047	$66.6646	Disposed	59748538	Indirect
2023-07-26	Common Stock	S	75760	$66.6027	Disposed	59672778	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-07-24	Nonqualified Stock Option (right to buy)	$23.12	M	72047	Disposed	2023-11-01	Common Stock (72047)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	30731256	Indirect
Common Stock	44025	Indirect
Common Stock	9383927.33	Indirect

Footnotes

F1: Reflects the contribution of 72,047 shares received upon exercise of the option to a living trust.

F2: This transaction was executed in multiple trades at prices ranging from $66.595 to $66.805. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: This transaction was executed in multiple trades at prices ranging from $66.38 to $66.71. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on November 1, 2014.