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SCHWAB CHARLES CORP — Director's Dealing 2023
Dec 5, 2023
10451_dirs_2023-12-04_7fccca31-7bd6-4791-bd0a-dacd98cb7ea7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2023-11-30
Reporting Person: Crawford Peter B. (CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-11-30 | Common Stock | M | 4000 | $28.44 | Acquired | 0 | Direct |
| 2023-11-30 | Common Stock | S | 4000 | $60.5572 | Disposed | 41611 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-11-30 | Nonqualified Stock Option (right to buy) | $28.44 | M | 4000 | Disposed | 2024-11-03 | Common Stock (4000) | Direct |
Footnotes
F1: Reflects the contribution of 4,000 shares received upon exercise of the option to a trust.
F2: The transaction was executed in multiple trades at prices ranging from $60.50 to $60.60. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected.
F3: The option was granted under the company's 2013 Stock Incentive Plan and vested in four annual installments beginning on November 3, 2015.