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SCHWAB CHARLES CORP Director's Dealing 2023

Dec 5, 2023

10451_dirs_2023-12-04_7fccca31-7bd6-4791-bd0a-dacd98cb7ea7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SCHWAB CHARLES CORP (SCHW)
CIK: 0000316709
Period of Report: 2023-11-30

Reporting Person: Crawford Peter B. (CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-11-30 Common Stock M 4000 $28.44 Acquired 0 Direct
2023-11-30 Common Stock S 4000 $60.5572 Disposed 41611 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-11-30 Nonqualified Stock Option (right to buy) $28.44 M 4000 Disposed 2024-11-03 Common Stock (4000) Direct

Footnotes

F1: Reflects the contribution of 4,000 shares received upon exercise of the option to a trust.

F2: The transaction was executed in multiple trades at prices ranging from $60.50 to $60.60. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected.

F3: The option was granted under the company's 2013 Stock Incentive Plan and vested in four annual installments beginning on November 3, 2015.